Miscellaneous Fees

Miscellaneous Fees cover a range of scenarios, including voluntary reorganizations, margin sell-out, physical trade settlement, and broker-assisted trading, among others. It’s important to familiarize yourself with these fees to better understand the potential costs that may arise in specific situations.

Domestic Voluntary / Post Actionable Reorgs$50 / security
International Voluntary / Post Actionable Reorgs$100 / security
Reorg Physical Processing Fee$125 + transfer agent fee
Margin Sell-Out Fee$25 / ticket
Mandatory Corporate Actions with Round-up Shares$0.25 per event
Forced Buy to Cover$25 / ticket
Non-transferable stocks$10 / security / month
Domestic Overnight / Certified Mail$300 / request
International Overnight / Certified Mail$300 / request
Physical Trade Settlement*$300 / security
Broker-Assisted Trading Fee**$50 / security
Note: Effective January 1, 2025

* Physical Trade Settlement Fees are for securities that are non-DTCC eligible and must be held as physical certificates. Transactions involving the Pacific Stock Exchange will incur an additional $300 fee per security. Please note that Redbridge does not accept physical securities for deposit into brokerage accounts.

** This is a fee charged for trades that require the assistance of a broker. Broker-neutral symbols cannot be traded directly through the app or online platform, so a broker must manually enter the order on your behalf. The fee for this service is $50 per security.

Processing and service fees assessed by our clearing firm and/or third parties may be passed through to the customer’s account. Some products and services may require additional fees or transaction minimums not specifically listed here. Prior to placing a trade or requesting any services, it is the customer’s responsibility to ask Redbridge Securities if any additional fees will apply. If a customer’s account lacks sufficient funds to cover charges, Redbridge retains the rights to liquidate positions or a prorated fee may be applied, and the account closed to prevent additional debits.

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